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Issuing Investor Number (Company/Institution/Bank/Fund/Trading member registered at DFM)

Details
A consolidated investor number is issued on behalf of the company, to give them the eligibility to trade on DFM through eServices or Licensed Trading Member at Dubai Financial Market
Fees

Free of charge

Procedures

You can apply for an Investor Number through one of the following options:

  1. DFM eServices
    • Register to DFM eServices at DFM Website
    • Login with the username and password
    • Select the eFORMS tab
    • Fill Investor Number Request Form
    • Authenticate your signature on the form, attach the required documents and submit the form
    • The investor will receive the Investor Number through SMS
  2. Through a licensed Trading Member at Dubai Financial Market
Required Documents

Completed Investor Number Request Form and have it duly signed by the Authorized Signatory

  • Valid copy of the Trade License and Commercial Register
  • True copy of the Memorandum of Association
  • A duly authenticated Authorized signatory letter issued by the company
  • For authorized signatories of the companies:
    • UAE Nationals and Residents: a valid copy of the Emirates National ID
    • Non-residents: valid copy of passport
  • Documents issued outside the country must be authenticated by the official authorities and the UAE embassy in those countries or the UAE Ministry of Foreign Affairs.
  • Bank statement or certified bank letter, Bank account should be in the name of the company

In addition to specific documentation depending on:

If a Fund

  • Inside the UAE: a duly authenticated license letter from the Central Bank
  • Outside the UAE: authenticated documents from the official authorities

If a Bank

  • Inside the UAE: a duly authenticated license letter from the Central Bank
  • Outside the UAE: the authenticated documents from the official authorities

If a Trading Member registered at DFM

  • Valid copy of Brokerage License from the UAE Securities Commodities Authority (SCA) or the Dubai Financial Services Authority (DFSA).
  • An Official Letter issued from Market Operations Department at DFM that approves opening Investor Number at DFM.


If a company and Institution licensed outside the UAE

  • All Official Documents including but not limited to Trade License, Commercial Register and Memorandum of Association must be authenticated by UAE embassy in those countries or UAE Ministry of Foreign Affairs.

If a Representative

  • Valid copy of a duly authenticated Power of Attorney issued from the court or Notary Public
  • UAE Nationals and Residents: a valid copy of the UAE National ID
  • Non-residents: valid copy of passport
  • A Power of Attorney issued from other countries must be authenticated by the official authorities and the UAE Embassy in those countries or by UAE Ministry of Foreign Affairs
How to Apply
Services Catalogue & Fees